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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 27.1 | 08/08/2019 | M | 19,158 | (13) | 07/08/2025 | Common Stock | 19,158 | $ 0 | 19,158 | D | ||||
Employee Stock Option (right to buy) | $ 23.2746 | 08/08/2019 | M | 6,980 | (14) | 02/12/2024 | Common Stock | 6,980 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 27.1277 | 08/08/2019 | M | 6,980 | (15) | 02/11/2025 | Common Stock | 6,980 | $ 0 | 6,981 | D | ||||
Employee Stock Option (right to buy) | $ 26.3 | 08/08/2019 | M | 26,143 | (16) | 02/22/2026 | Common Stock | 26,143 | $ 0 | 52,287 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Volas Gerald C/O TOPBUILD CORP. 475 NORTH WILLIAMSON BOULEVARD DAYTONA BEACH, FL 32114 |
X | CEO |
/s/ Joe Jacumin, Attorney-in-Fact | 08/12/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.9000 to $89.8500, inclusive. The reporting person undertakes to provide to TopBuild, any security holder of TopBuild, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. |
(2) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.9250 to $90.8250, inclusive. The reporting person undertakes to provide to TopBuild, any security holder of TopBuild, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. |
(3) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.1250 to $91.3700, inclusive. The reporting person undertakes to provide to TopBuild, any security holder of TopBuild, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. |
(4) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.8400 to $89.7900, inclusive. The reporting person undertakes to provide to TopBuild, any security holder of TopBuild, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. |
(5) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.9100 to $90.6100, inclusive. The reporting person undertakes to provide to TopBuild, any security holder of TopBuild, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. |
(6) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.9900 to $91.3700, inclusive. The reporting person undertakes to provide to TopBuild, any security holder of TopBuild, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. |
(7) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.8500 to $89.7800, inclusive. The reporting person undertakes to provide to TopBuild, any security holder of TopBuild, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4. |
(8) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.8700 to $90.7200, inclusive. The reporting person undertakes to provide to TopBuild, any security holder of TopBuild, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) to this Form 4. |
(9) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.0000 to $91.3700, inclusive. The reporting person undertakes to provide to TopBuild, any security holder of TopBuild, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9) to this Form 4. |
(10) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.9250 to $89.8500, inclusive. The reporting person undertakes to provide to TopBuild, any security holder of TopBuild, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (10) to this Form 4. |
(11) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.9250 to $90.8250, inclusive. The reporting person undertakes to provide to TopBuild, any security holder of TopBuild, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (11) to this Form 4. |
(12) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.9900 to $91.3700, inclusive. The reporting person undertakes to provide to TopBuild, any security holder of TopBuild, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (12) to this Form 4. |
(13) | This option vests in five equal annual installments, which commenced on July 15, 2016. |
(14) | This option became exercisable according to the following schedule: 6,980 shares began vesting on February 12, 2016; 6,981 shares began vesting on February 12, 2017; 6,981 shares began vesting on February 12, 2018; and 6,980 shares began vesting on February 12, 2019. |
(15) | This option became exercisable according to the following schedule: 6,980 shares began vesting on February 11, 2016; 6,981 shares began vesting on February 11, 2017; 6,981 shares began vesting on February 11, 2018; 6,980 shares began vesting on February 11, 2019; and 6,981 shares beginning on February 11, 2020. |
(16) | This option vests in three equal installments, which commenced on February 22, 2017. |