UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Shoffner Jennifer C/O TOPBUILD CORP. 475 NORTH WILLIAMSON BOULEVARD DAYTONA BEACH, FL 32114 |
Vice president, CHRO |
/s/ Joe Jacumin, Attorney-in-fact | 08/12/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total reported in Column 2 includes 1,175 restricted stock shares from an award granted on August 1, 2020, that vests in three equal annual installments, commencing on October 1, 2021, includes 325 restricted stock shares from an award granted on February 17, 2020, that vests in three equal annual installments, commencing on February 15, 2021, and includes 488 restricted stock shares from an award granted on February 17, 2020, that fully vests on the third anniversary of the grant in a range of 0-200%, subject to the Issuer satisfying certain performance-based criteria. |
(2) | The restricted stock awards granted on February 17, 2020, were granted prior to the Reporting Person becoming a Section 16 officer. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |